A middle office approach to operational risk management

Who is Andrew DeJoy?

Andrew is a researcher, commentator, and practitioner in the field of operational risk within the financial system. From his start in the industry, Andrew has committed to learning the in-the-weeds mechanics that others often overlook. Combining his technical and granular training with his deep understanding of the policy making process, Andrew is able to connect-the-dots in the traditionally fragmented relationship between the major stakeholders in financial markets. His diverse and unique path to expertise in financial market infrastructure provides a fresh, multidisciplinary framework for more robust and thorough management of operational risk.

More Detailed about

The values that drive everything we do

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Trust & security

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Commitment

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Accesibility

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Customer first

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Andrew's Background

Finding the Common Thread

2019 - 2022

Duke University School of Law

Reconciled practical experience in the financial services industry with legal theory to build the argument that the law shapes financial markets just as much as financial market shape the law.

2018-2019

Middle Office, OTC Structured Products

Performed trade capture, lifecycle events processing, reconciliation, and settlement of TRS, IRS, CDS, and CDX Swaptions for third party hedge fund clients at a leading hedge fund administrator.

2017

The Fund for American Studies

Studied the practice of federal policymaking and examined the practical limitations of government in solving problems of the private sector in completion of the Public Policy + Economics curriculum.

2014

Constituent Services

Fielded constituent calls, led Capitol tours, and responded to constituent services at a US Senators office in Washington, DC.

2020

FINRA Exams & CFI Coursework

Assembled the ultimate self-learning curriculum that contextualized the role of the middle office in financial services industry and demonstrated that corporate finance and buy-side investment are two sides of the same coin.

2017

Regulatory Research

Analyzed historic trends in the Code of Federal Regulations using empirical data as part of a regulatory policy research group at an academic research center.

2014-2017

Duke University

Completed a multidisciplinary curriculum to graduate with a major in Public Policy Studies, a minor in English, and a certificate in Innovation and Entrepreneurship, while simultaneously competing on the mens’ tennis team.